Secretarial Audit

Ensuring Governance. Enhancing Credibility.

In today’s dynamic regulatory climate, corporate governance and compliance are no longer optional—they are critical for credibility, continuity, and risk mitigation. A structured secretarial audit serves as an independent assurance mechanism that not only identifies compliance lapses but also strengthens internal processes and stakeholder confidence.

At Corporate Sphere, we offer professional and independent secretarial audit services tailored to the size, structure, and sectoral obligations of your organization. Our audits are conducted in accordance with Section 204 of the Companies Act, 2013, and the standards prescribed by the Institute of Company Secretaries of India (ICSI).

Our Audit Approach:

  • Legal & Regulatory Review: We assess your company’s compliance with the applicable laws including the Companies Act, SEBI regulations, FEMA, and other sector-specific frameworks.
  • Internal Documentation Audit: We conduct a thorough examination of statutory registers, minutes, resolutions, agreements, and regulatory filings.
  • Gap Identification & Risk Assessment: We highlight gaps in the current compliance architecture and flag red zones that could pose operational or reputational risks.
  • Corrective Action Advisory: Alongside audit findings, we recommend actionable solutions for closing compliance gaps and institutionalizing better governance practices.

Why Conduct a Secretarial Audit?

  • Enhances stakeholder and board confidence
  • Detects potential non-compliances before they escalate
  • Strengthens internal controls and accountability
  • Demonstrates transparency in operations

Whether you are a listed entity, a large private company, or part of a group governed by stringent regulatory oversight, our team of seasoned professionals ensures that your company meets both legal mandates and industry expectations.

Connect with us to schedule a compliance health check for your organization.

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